About LPL Financial
The strength behind our independence.
Why independence matters.
Our advisory team partners with LPL Financial — the nation's #1 independent broker-dealer (as reported by Financial Planning magazine, 1996–2025, based on total revenue). LPL provides us with institutional-grade technology, research, clearing, and custody.
Here's what makes that relationship different: LPL offers no proprietary investment products and engages in no investment banking. That means we're free to recommend the investments and strategies that are right for you — not the ones a parent company wants us to sell.
Established Capabilities at Scale.
LPL Financial continues to invest in infrastructure improvements and provide robust capabilities — supporting the future of advice together.
Independent broker-dealer in the U.S.1
Proprietary product-selling requirements
Advisor retention rate2
In brokerage and advisory assets serviced or custodied2
Budgeted spend on technology infrastructure and cybersecurity for 2025
LPL advisors2
Americans served by financial advisors and institutions2
Financial institutions3 that partner with LPL2
Company strength working for you4
1 Based on total revenues, Financial Planning magazine, 1996–2025.
2 Data as of March 31, 2026.
3 Banks, credit unions and product manufacturers that partner with LPL.
4 LPL ranked #340 on the Fortune 500 in 2025.
LPL Financial Disclosures
Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA / SIPC.
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